UC Santa Barbara                                      Policy 5140
  Policies                                              
  Issuing Unit:  Personnel Office                       Date: September 1, 1978
  
  
  
  
                APPROVAL AND PAYMENT OF OVERTIME
  
  I.   PURPOSE AND SCOPE:
  
       This procedure establishes the necessary authority and guidelines
       for approval and payment of overtime.
  
  II.  REFERENCES:
  
       A.   University of California Business and Finance Bulletin G-32,
            Reimbursement for Overtime Meals.
       
  III. PROCEDURE:
  
       A.   Approval Authority for Overtime:
  
            1.   Department Heads:
  
                 Department heads are delegated the authority to approve
                 overtime as follows:
  
                 a.   Premium or compensatory overtime required by
                      emergency situations when such work was unplanned and
                      unforeseen and must be performed to maintain or
                      continue necessary services. Overtime worked under
                      emergency conditions shall be reported after the fact
                      to the appropriate dean/provost of the college or
                      school where applicable or to the vice chancellor
                      responsible for the area in which the overtime was
                      worked. This emergency overtime should be reported on
                      an Overtime Approval form (Attachment A, available in
                      the Personnel Office); a copy of the approved form
                      should be submitted to the Accounting Office by the
                      department with the Special Payroll form (see
                      paragraph III .B.3 below).
                 
                 b.   Call-back, when the employee is ordered back to work
                      without prior notice or when prior notice is given
                      but the work begins at least three hours after
                      completion of the regular work schedule. An employee
                      called back to work receives credit for a minimum of
                      two hours of work time, whether or not actually
                      worked.
  
            2.   Vice Chancellors, Deans, Provost:
  
                 Vice chancellors, deans/provost where applicable or their
                 designees are delegated the authority to approve overtime
                 as follows:
  
                 a.   Non-recurring premium or compensatory overtime which
                      is planned foreseen, and is not of an emergency
                      nature. Such approval must be secured prior to the
                      overtime being worked, using the Overtime Approval
                      form (Attachment A); a copy of the approved form
                      should be submitted to the Accounting Office by the
                      department with the Special Payroll form (see
                      paragraph B.3 below).
                 
                 b.   Compensatory overtime in excess of eight hours per
                      month for each employee to be taken off at a later
                      date.
                 
                 c.   Payment of compensatory overtime at straight time,
                      when it is impossible to take time off at a later
                      date.
  
            3.   Chancellor:
  
                 Authority to approve overtime as follows is retained by
                 the Chancellor or his designated representative(s):
  
                 a.   Planned overtime (premium or compensatory) which is
                      required on a regular and continuous basis for a
                      period of approximately six months or longer and
                      which is the only practical solution to work
                      requirements. This is known as Extended Workweek.
                 
                 b.   Premium or compensatory overtime requiring prior
                      approval of the department head, dean/provost, or
                      vice chancellor, when approval is requested after the
                      overtime has been worked.
                 
                 c.   Claims for payment of overtime when such overtime is
                      not reflected on individual Employee Daily Attendance
                      Records and when appropriate prior approvals were not
                      obtained.
                 
                 d.   Exceptions to permit compensatory time accrued to be
                      taken off six months or more after it was accrued.
                 
            4.   Vice President, Academic and Staff Personnel:
  
                 The Vice President, Academic and Staff Personnel, has
                 authority to approve the following exceptions:
  
                 a.   Travel time outside of normal work hours of an
                      employee is not considered to be hours worked,
                      however, where circumstances warrant, exceptions may
                      be authorized in advance by the Vice President,
                      Academic and Staff Personnel.
                 
                 b.   On-call is time during which an employee is not
                      required to be at his/her work location, but is
                      required to restrict his/her whereabouts and
                      activities to be available for return to work.
                      On-call arrangements and rate of on-call compensation
                      shall be approved in advance by the Vice President -
                      Academic and Staff Personnel.
                 
       B.   Approval and Payment for Overtime:
  
            Overtime (either premium or compensatory) may be paid as
            follows:
  
            1.   The department should submit overtime request on the
                 Overtime Approval form (Attachment A) to the appropriate
                 authority, in accordance with paragraph III.A. above, or
                 as formally redelegated.
            
            2.   The approval authority will review the request, and
                 notifies approval or disapproval.
            
            3.   If approved, the department will submit a Special Payroll
                 form with the approved Overtime Approval form to the
                 Accounting Office following the overtime worked.
            
            4.   When an employee is required to work more than two hours
                 past his normal quitting time or to work more than 4 hours
                 on a normal day off, and the department head deems it
                 impractical for an employee to return to his/her residence
                 for regular meal time, the employee may be reimbursed for
                 actual meal expenses up to a maximum of $5.00. Payments
                 for the actual overtime meal expenses are to be made on a
                 Request for Issuance of Check Form 5), indicating the
                 reason for the payment as reimbursement for overtime meal
                 expenses.
  
  IV.  ATTACHMENT:
  
       A.   Overtime Approval Form (available in the Personnel Office).
  



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Last Modified By: HMW, 5/21/97

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